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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-05-17 |
Branch Locations
321 S. Saginaw Road, Midland, MI 48640 • United States
3870 State Road, Bay City, MI 48706 • United States
3390 Tittabawassee Road, Saginaw, MI 48604 • United States
1114 N. Mission Street, Mt. Pleasant, MI 48858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third | Midland | MI | 11/2007 | Present |
| Fifth Third Securities | Midland | MI | 01/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-16 |
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