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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-03-08
  • TX RA
    APPROVED
    Since 2002-03-08

Branch Locations

10415 Morado Cir Ste 2-100, Austin, TX 78759 • United States

Florence, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin TX 02/2002 03/2020
Ameriprise Financial Services, Llc Austin TX 03/2020 Present
Other Businesses

Business Ownership; Montandon And Associates; ; Operations Management of staff; 10415 Morado Cirlce Avallon Building II, Suite 150 Austin, TX 78, 759,; Not Investment-Related; 12/03/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Hudson Montandon, LLC; Co-owner; My son is starting a Hay production business, and we are forming and LLC to run the business through. I own the tractor and hay equipment and my son operates it.; 4081 County Road 233, , Florence, TX, 76527; Not Investment-Related; 07/20/2026; 1 to 9 hours per month; 0 during trading hours / M5 Speckled Park Ranch, LLC; Owner; Cattle and livestock; 4081 cr 233, , Florence, TX, 76527; Not Investment-Related; 07/20/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-17
  • S66 Uniform Combined State Law Examination
    2002-04-17

View on SEC IAPD

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