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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2023-04-28 |
Branch Locations
313 10Th St, Huntington, WV 25701 • United States
Winfield, WV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Investment Services Corp. | Chicago | IL | 07/2005 | 01/2020 |
| Wesbanco Securities, Inc. | Charleston | WV | 01/2020 | 04/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2023 | Present |
| Cetera Investment Advisers Llc | Huntington | WV | 03/2023 | Present |
| Mcnb Bank And Trust Co | Huntington | WV | 03/2023 | Present |
1. NCAA FOOTBALL SPORTS OFFICIAL, 4/HRS/WK; 2. VOLUNTEER BOARD OF DIRECTORS FOR WV STATE BAR CLIENT PROTECTION FUND, SERVE ON A COMMITTEE-REVIEW (AND DECISION) CLAIMS MADE BY MEMBERS OF THE GENERAL PUBLIC, 1/HR/QUARTER; 3. WVSSAC SPORTS OFFICIAL FOR HIGH SCHOOL BASKETBALL AND FOOTBALL GAMES, 10/HRS/WK 4. TRUST INVESTMENT COMMITTEE FOR MCNB BANK & TRUST, GROUP MEETS MONTHLY AND ANALYZES A SLECT GROUP OF ACCOUNTS. ROLE OF THE COMMITTEE IS TO ENSURE THAT THE ACCOUNTS MEET THE VARIOUS INTERNAL CONTROLS ESTABLISHED BY THE BANK, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC SECURITIES TRANSACTIONS, NOR MAKE INVESTMENTS DECISIONS 5. INVESTMENT REFERRALS FROM MCNB BANK & TRUST
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-04 |
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