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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-04-04 |
| FL | RA | APPROVED | 2024-04-02 |
| MI | RA | APPROVED | 2024-04-02 |
| OH | RA | APPROVED | 2024-04-01 |
| TX | RA | APPROVED | 2024-04-01 |
Branch Locations
1645 Indian Wood Circle Suite 102, Maumee, OH 43537 • United States
205 W. Main Street, Morenci, MI 49256 • United States
311 N Winter Street, Adrian , MI 49221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 10/2008 | 04/2024 |
| Spc | Ann Arbor | MI | 10/2008 | 04/2024 |
| Osaic Wealth, Inc. | Maumee | OH | 04/2024 | Present |
1. ST. PAUL LUTHERAN CHURCH POSITION: President NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 8074 County Road T, Liberty Center OH 43532, United States DESCRIPTION: Church Leadership. Chairing committees and leading meetings. 2. ENGLER, GARROW & ROTH, LTD. POSITION: Agent NATURE: Sales and service of life, health, disability and long term care insurance. It may also include fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2006 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: Sales and service of life, health, disability and long term care insurance. It may also include fixed annuities. 3. ENGLER, GARROW & ROTH, LTD. POSITION: Co-Owner NATURE: This business is organized as an LLC and is a DBA name for marketing purposes? INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2006 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: In addition to serving as a financial advisor for the firm, I also have various management responsibilities, such as strategic and tactical goal setting, operational oversight, technology deployment and support, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-08 |
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