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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-04
FL RA APPROVED 2024-04-02
MI RA APPROVED 2024-04-02
OH RA APPROVED 2024-04-01
TX RA APPROVED 2024-04-01
  • GA RA
    APPROVED
    Since 2024-04-04
  • FL RA
    APPROVED
    Since 2024-04-02
  • MI RA
    APPROVED
    Since 2024-04-02
  • OH RA
    APPROVED
    Since 2024-04-01
  • TX RA
    APPROVED
    Since 2024-04-01

Branch Locations

1645 Indian Wood Circle Suite 102, Maumee, OH 43537 • United States

205 W. Main Street, Morenci, MI 49256 • United States

311 N Winter Street, Adrian , MI 49221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 10/2008 04/2024
Spc Ann Arbor MI 10/2008 04/2024
Osaic Wealth, Inc. Maumee OH 04/2024 Present
  • 10/2008 → 04/2024
    Sigma Financial Corporation
    Ann Arbor, MI
  • 10/2008 → 04/2024
    Ann Arbor, MI
  • 04/2024 → Present
    Maumee, OH
Previous Registrations
  • 2008-10-24 → 2024-04-01
    Maumee, OH
    Ann Arbor, MI
    Adrian, MI
    Morenci, MI
  • 2006-11-28 → 2008-10-30
    Osaic Fa, Inc.
    Maumee, OH
    Maumee, OH
    Southfield, MI
  • 2004-06-21 → 2006-11-22
    Napoleon, OH
    Napoleon, OH
Other Businesses

1. ST. PAUL LUTHERAN CHURCH POSITION: President NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 8074 County Road T, Liberty Center OH 43532, United States DESCRIPTION: Church Leadership. Chairing committees and leading meetings. 2. ENGLER, GARROW & ROTH, LTD. POSITION: Agent NATURE: Sales and service of life, health, disability and long term care insurance. It may also include fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2006 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: Sales and service of life, health, disability and long term care insurance. It may also include fixed annuities. 3. ENGLER, GARROW & ROTH, LTD. POSITION: Co-Owner NATURE: This business is organized as an LLC and is a DBA name for marketing purposes? INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2006 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: In addition to serving as a financial advisor for the firm, I also have various management responsibilities, such as strategic and tactical goal setting, operational oversight, technology deployment and support, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-08
  • S66 Uniform Combined State Law Examination
    2002-04-08
Designations

View on SEC IAPD

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