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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-10-05 |
| PA | RA | APPROVED | 2021-10-05 |
Branch Locations
101 W Middle St., Suite A, Gettysburg, PA 17325 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc | Westminster | MD | 09/2014 | 10/2016 |
| Signator Investors, Inc | Nashville | TN | 10/2016 | 10/2018 |
| Client One Securities, Llc | Leawood | KS | 10/2018 | 05/2021 |
| Edward Jones | St. Louis | MO | 05/2021 | Present |
AIG/North American/Mass Mutual/Voya/ING/Protective/ Type: Date: 08/01/01 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: City-State: Manchester MD** Mai & Tabler Properties LLC Type of business: Property LLC Westminster, MD Start date: 7/1/2007 Owner Hours per week: 40 Hours during trading: 40 No responsibilities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-07 |
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