Garry Dean Whitfield

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 05/2022
  Morgan Stanley
  Menlo Park, CA
• 01/2015 → 05/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2022 → Present
  Raymond James Financial Services, Inc
  Austin, TX
• 05/2022 → Present
  Raymond James Financial Services Advisors, Inc
  Austin, TX
• 05/2022 → Present
  Crux Wealth Advisors
  Long Beach, CA
• 05/2022 → Present
  Whitfield Bacon Wealth Partners Dba
  Austin, TX

Previous Registrations

• 2012-11-02 → 2022-05-31
  Morgan Stanley
  Menlo Park, CA
  San Francisco, CA
  Menlo Park, CA
• 2009-12-08 → 2012-05-15
  J.P. Morgan Securities Llc
  San Francisco, CA
  Palo Alto, CA
• 2006-11-16 → 2009-12-08
  Neuberger Berman Bd Llc
  San Francisco, CA
• 2006-02-06 → 2006-12-05
  1St Global Advisors Inc
  Los Gatos, CA

Other Businesses

(1) Name of Business: Cornerstone Group of Texas LLC Address: 901 S Mopac Expy, Austin, TX, 78746-5776, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/02/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor; Owner, Principal (2) Name of Business: Noble Wealth Partners Affiliate Holdings LLC Address: 900 E Hamilton Ave Ste 100, Campbell, CA, 95008-0668, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: shareholder; financial advisor affiliated with OSJ (3) Name of Business: Paraclete Strategic Consulting Services LLC Address: 17360 Valley Oak Drive, Monte Sereno, CA, 95030, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/30/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Not sure what you mean by in conjunction with exactly but RJ activities are not a requirement although there could be some crossover clients many clients will not also be clients of RJ activities. \n\nWe do strategic planning in the areas of: Equity Based Compensation: Tax Optimization of QSBS, Stock Options and Restricted Stock or Restricted Units including special tax elections;\nPre and Post Exit Transaction Planning for Businesses and Shareholders and Estate Planning \n\n\n (4) Name of Business: Paraclete Wealth Partners Address: 901 S Mopac Expy, Austin, TX, 78746-5776, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/02/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Partner, Financial Advisor, Principal (5) Name of Business: Second Man Group Address: 17360 Valley Oak Drive, Monte Sereno, CA, 95030, United States Activity Type: Non profit Position/Title: Officer - CEO, Founder Investment Related: Yes Start Date: 03/03/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Vision, Mission, Messaging, Content Creation, Evens

Exams

• S66 Uniform Combined State Law Examination
  2006-02-03