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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-10-01 |
| TX | RA | APPROVED | 2018-09-28 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
Highlands Ranch, CO • United States
Castle Rock, CO • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Denver | CO | 10/2009 | 09/2018 |
| Ameriprise Financial Services, Inc. | Denver | CO | 10/2009 | 09/2018 |
| Wells Fargo Clearing Services Llc | Greenwood Village | CO | 09/2018 | 10/2018 |
| Wells Fargo Clearing Services Llc | Greenwood Village | CO | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-05 |
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