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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2018-07-11
  • PR RA
    APPROVED
    Since 2018-07-11

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Gurabo, PR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Juan PR 07/2008 Present
Other Businesses

SOLE OWNER OF SMALL OFFICE BUILDING WITH THREE TENNANTS SINCE JULY 2002. PASSIVE INVESTMENT. PROPERTY IS LOCATED IN AVE. LAS AMERICAS, BW-9, CAGUAS, PR 00725. 1 HOUR PER MONTH DURING NON-TRADING HOURS (I.E. MOSTLY WEEKEND OR DURING THE NIGHT ON WEEKDAYS). DUTIES: COLLECT RENT, COORDINATE SPORADIC MAINTENANCE AND REPAIR, FROM TIME TO TIME NEGOTIATE CONTRACT EXTENSIONS OR NEW CONTRACTS WITH NEW TENNANTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-17
  • S66 Uniform Combined State Law Examination
    2008-11-17
Other Names
  • Max Perez Martinez

View on SEC IAPD

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