Best Investors
Account
Sign in
9130 Galleria Court Third Floor, Naples, FL 34109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-25 |
Branch Locations
9130 Galleria Court Third Floor, Naples, FL 34109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keel Point | Huntsville | AL | 02/2016 | 07/2020 |
| Cwa Asset Management Group | Naples | FL | 01/2021 | Present |
| Unemployed | Birmingham | AL | 08/2020 | 01/2021 |
| Cwa Naples, Llc | Naples | FL | 01/2021 | 12/2022 |
| The Leaders Group Inc | Summit | NJ | 06/2025 | Present |
1.) CWA ASSET MANAGEMENT - 1/8/2021 - 9130 Galleria Ct, 3rd Floor, Naples, FL 34109 - Chief Compliance Officer, Compliance duties for RA firm, Invt Rel, IAR business, 40 hrs/mo;40 hrs/mo (during trading hours). 2.) CALUSA RIVER - 1/8/2021 - 9130 Galleria Ct, 3rd Floor, Naples, FL 34109 - Chief Compliance Officer, Compliance duties for insurance side, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) The Leaders Group Inc. - Investment-Related - 475 Springfield Ave., Summit NJ 07901 - Broker-Dealer Firm - Registered Representative - Start Date: 06/24/2025 - 0 hrs/mo; 0 hrs/mo (during trading hours) - No work performed. Registered for administrative licensure purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-04 |
Reach out to this advisor