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Matthew William Holmes

Pnc Wealth Management LLC

Cincinnati, OH

CRD 4004902

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2012-04-03
OH RA APPROVED 2010-04-26
  • KY RA
    APPROVED
    Since 2012-04-03
  • OH RA
    APPROVED
    Since 2010-04-26

Branch Locations

6109 Glenway Avenue, Cincinnati, OH 45211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cincinnati OH 04/2010 Present
  • 04/2010 → Present
    Pnc Investments
    Cincinnati, OH
Previous Registrations
  • 2010-01-08 → 2010-03-31
    Concourse Financial Group Securities, Inc.
    Covington, KY
    Birmingham, AL
  • 2007-10-02 → 2009-03-23
    Cleararc Capital, Inc.
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1999-11-04
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1999-11-04

View on SEC IAPD

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