Nicole Brienne Haverstick

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2008-08-15

NJ RA
APPROVED

Since 2008-08-15

Branch Locations

212 Maple Avenue, Red Bank, NJ 07701 • United States

Rumson, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	08/2008	Present
Kornblum & Tomas Financial Services	Red Bank	NJ	08/2008	10/2016
Kornblum & Haverstick Financial Services	Red Bank	NJ	10/2016	Present

08/2008 → Present

Commonwealth Financial Network

Waltham, MA
08/2008 → 10/2016

Kornblum & Tomas Financial Services

Red Bank, NJ
10/2016 → Present

Kornblum & Haverstick Financial Services

Red Bank, NJ

Previous Registrations

2002-07-30 → 2008-08-12

Ameriprise Financial Services, Llc

Colts Neck, NJ

Red Bank, NJ

Other Businesses

1. Fixed insurance sales, as of 12/1999; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Co-Owner and Managing Partner, Kornstick Properties, LLC, a private real estate holding company that owns building where branch office is located and rents out three offices located in building; As of 08/2016; Approximately 2% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 3. President and Managing Member, NBT Properties, LLC, a private real estate holding company which owns and manages a residential rental property located in Red Bank, NJ; As of 02/2008; Approximately 2% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 4. President and Co-Owner, 402 Melrose LLC, an entity created for the purpose of buying and managing residential real estate located in Long Branch, NJ 07740, as of 11/12/2020; Less than 1% of time spent during business hours; Not Conducted at branch; Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-07
S63	Uniform Securities Agent State Law Examination	1999-10-19

S66 Uniform Combined State Law Examination

2006-09-07
S63 Uniform Securities Agent State Law Examination

1999-10-19

Designations

Certified Financial Planner

Other Names

Nicole Brienne Tomas
Nicole Brienne Tomas

View on SEC IAPD