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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2005-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dba: Richter Financial Partners/ Lpl Financial | Vancouver, | WA | 08/2014 | Present |
1.06/10/2014; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Richter Financial Partners; Investment Related; at Reported Business Location(s); Start Date 08/01/2014; 0hrs/mth; 0hrs during trading 2.07/22/2026; Western United Life Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/20/2026; 2hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-11 |
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