Ally Ann Shuman

Robert W. Baird & Co. Incorporated

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Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-10-30

MN RA
APPROVED

Since 2023-10-30

Branch Locations

601 Carlson Parkway Suite 950, Minnetonka, MN 55305 • United States

7650 Edinborough Way Suite 300, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Dallas	TX	02/2012	11/2016
Wells Fargo Clearing Services, Llc	Dallas	TX	11/2016	10/2023
Baird	Edina	MN	10/2023	Present

02/2012 → 11/2016

Wells Fargo Advisors, Llc

Dallas, TX
11/2016 → 10/2023

Wells Fargo Clearing Services, Llc

Dallas, TX
10/2023 → Present

Baird

Edina, MN

Previous Registrations

2012-03-05 → 2023-11-08

Wells Fargo Clearing Services, Llc

St. Louis, MO

Dallas, TX

Dallas, TX

Oklahoma City, OK

Dallas, TX

Wayzata, MN

Saint Louis Park, MN

Wayzata, MN

Duluth, MN

Wayzata, MN

Wayzata, MN

Wayzata, MN
2008-08-25 → 2012-03-02

Manulife Investment Management (Us) Llc

Boston, MA
2008-08-25 → 2010-12-31

John Hancock Investment Management Llc

Boston, MA
2007-07-23 → 2008-08-15

Russell Investments

Dallas, TX

Seattle, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-12

S66 Uniform Combined State Law Examination

2007-11-12

Other Names

Ally Ann Shuman
Sally A Shuman
Sally A Shuman
Sally Ann Shuman

View on SEC IAPD

Other Firms

MERCED CAPITAL, L.P.

AMERIPRISE FINANCIAL SERVICES, LLC

CRESSET ASSET MANAGEMENT, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

ORGEL WEALTH MANAGEMENT, LLC

PINE RIVER CAPITAL MANAGEMENT L.P.

DGV SOLUTIONS LP

Other Investors

MATTHEW DAVID OSENDORF

JEANNINE LOUISE STRAND MARQUEZ

RACHAEL MICHELLE PERAZA

GRANT RONALD FJOSNE

Sean M McCullough

David Douglas Roderick

GINGER RAE EWING

MICAH CHARLES BENWAY

Other Offices

MERCED CAPITAL, L.P. · MINNETONKA, MN

AMERIPRISE FINANCIAL SERVICES, LLC · Minnetonka, MN

CRESSET ASSET MANAGEMENT, LLC · MINNETONKA, MN

CAPTRUST · Minnetonka, MN

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MINNETONKA, MN

CRESSET ASSET MANAGEMENT, LLC · Minnetonka, MN

ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN

ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN

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