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Francisco Dal Poz D'OLiveira

Morgan Stanley

Fairhope, AL

Mobile, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2010-06-04
TX RA APPROVED 2010-06-04
  • AL RA
    APPROVED
    Since 2010-06-04
  • TX RA
    APPROVED
    Since 2010-06-04

Branch Locations

7530 Parker Road, Fairhope, AL 36532 • United States

Rsa Battle House Tower 11 North Water St., Suite 16290, Mobile, AL 36602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Mobile AL 06/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2010 → Present
    Morgan Stanley Smith Barney
    Mobile, AL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-20
  • S66 Uniform Combined State Law Examination
    2005-12-20
Other Names
  • Francisco Dal Poz D'OLiveira
  • Francisco Dal Poz D Oliveira

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FAIRHOPE, AL
NAVIANT PARTNERS, LLC · FAIRHOPE, AL
APTUS CAPITAL ADVISORS, LLC · FAIRHOPE, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairhope, AL
PNC WEALTH MANAGEMENT LLC · FAIRHOPE, AL
WELLS FARGO CLEARING SERVICES, LLC · FAIRHOPE, AL
HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. · FAIRHOPE, AL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FAIRHOPE, AL

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