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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-18
TX RA APPROVED_RES 2018-07-15
PA RA APPROVED 2018-07-13
  • FL RA
    APPROVED
    Since 2018-07-18
  • TX RA
    APPROVED_RES
    Since 2018-07-15
  • PA RA
    APPROVED
    Since 2018-07-13

Branch Locations

1000 N. Ashley Dr, Tampa, FL 33602 • United States

252 Broad St., Montoursville, PA 17754 • United States

Riverview, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Brokerage Financial Tampa FL 10/2009 01/2018
Voya Financial Advisors Tampa FL 09/2014 07/2018
Cambridge Investment Research, Inc. Fairfield AL 07/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2018 Present
Client Centric Advisors Tampa FL 01/2018 Present
Gregory Advisors Tampa FL 03/2019 Present
  • 10/2009 → 01/2018
    National Brokerage Financial
    Tampa, FL
  • 09/2014 → 07/2018
    Voya Financial Advisors
    Tampa, FL
  • 07/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, AL
  • 07/2018 → Present
    Fairfield, IA
  • 01/2018 → Present
    Client Centric Advisors
    Tampa, FL
  • 03/2019 → Present
    Gregory Advisors
    Tampa, FL
Previous Registrations
Other Businesses

1) client Centric Advisors, 1423 South Howard Ave., Tampa, FL 33606, 01/2018, USING TRADE NAME/DBA, Managing Partner, INV REL, 60/week, 60/week trading. 2) Client Centric Advisors, 1423 South Howard Tampa FL 33606, 01/2018, OWNER, AS INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 4 HR/MO 4 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 07/2018, AS ADVISORY REP OF A RIA. INV REL, 40/WK 50/TRADING 4) LIVE THE PARADISE LIFE, RIVERVIEW FL, 06/2016 AS CO-OWNER SELLING CUSTOM BEACH ATTIRE, NIR, 2 HR/MO 0 HR/MO TRADING 5) BROAD STREET FINANCIAL, 252 BROAD STREET MONTOURSVILLE PA, 12/2021, USING TRADE NAME/DBA, NIR, 80 HR/MO 70 HR/MO TRADING. 6) (FSI) FINANCIAL SERVICES INSTITUTE, 1201 Pennsylvania Ave. NW, Suite 700, Washington DC 20004, United States, 01/01/2022, Board Member / PAC Chair, Board Member/Officer/Director/Committee Member/Board Trustee, IR, 5 HR/MO - 5 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-28
  • S66 Uniform Combined State Law Examination
    2002-05-28

View on SEC IAPD

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