Karrie Grigat Harman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Anchor Certified Planners Group, Inc.
  Daytona Beach, FL
• 10/2008 → 11/2017
  National Planning Corporation
  Ormond Beach, FL
• 11/2017 → 04/2018
  Lpl Financial Llc
  Port Orange, FL
• 04/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2017-11-30 → 2018-04-27
  Lpl Financial Llc
  Ormond Beach, FL
  Port Orange, FL
• 2009-05-29 → 2017-12-06
  National Planning Corporation
  Ormond Beach, FL
  Port Orange, FL
  Los Angeles, CA

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/MO - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT, 1395 W GRANADA BLVD, ORMOND BEACH, FL, 5/2003 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2009-05-18
• S63 Uniform Securities Agent State Law Examination
  2003-06-23

Other Names

• Karrie Ann Grigat
• Karrie Ann Grigat
• Karrie Ann Grigat Harman