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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-05 |
| NV | RA | APPROVED | 2022-12-13 |
| FL | RA | APPROVED | 2022-12-07 |
| TX | RA | APPROVED | 2022-11-29 |
Branch Locations
19505 Biscayne Blvd Suite 2350, Aventura, FL 33180 • United States
Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miami | FL | 08/2015 | 11/2022 |
| Alliance Global Partners | Miami | FL | 11/2022 | Present |
Business Ownership; ICAP INTERNATIONAL LLC; PRESIDENT/CEO; ENTITTY SET UP FOR TAX PURPOSES AS WELL AS MANAGING BRANCH RELATED EXPENSES AND STAFF PAY; MIAMI FL 33131; not Investment Related; June 2008; 1-9 hours per month; 0 during trading hours. Independent Insurance Brokering; AMERICAN GENERAL; March 2013. Simplicity Financial Distributors, Investment Related, Glastonbury, CT Insurance Distributors, Insurance Rep, Simplicity will provide insurance products to the Rep, April , 1, 2025, 10 Hours Non-trading, Insurance Sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-09 |
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