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1363 Shermer Road Suite 330, Northbrook, IL 60062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-01 |
| IL | RA | APPROVED | 2009-09-10 |
Branch Locations
1363 Shermer Road Suite 330, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avista Financial Network, Inc. | Glenview | IL | 03/2009 | Present |
| Innovation Partners Llc | Charlotte | NC | 07/2016 | 03/2019 |
| Innovation Partners, Llc | Charlotte | NC | 02/2021 | Present |
NAME OF OTHER BUSINESS: AVISTA FINANCIAL NETWORK, INC; IS OTHER BUSINESS INVESTMENT RELATED: YES; ADDRESS: 1363 Shermer Road, Suite 330 Northbrook, IL 60062; NATURE OF OTHER BUSINESS: FIXED INSURANCE AND ASSET MANAGEMENT; POSITION: PRESIDENT AND PORTFOLIO MANAGER; STATE DATE: 03/2009; APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO OTHER BUSINESS: 80%; APPROXIMATE NUMBER OF HOURS/MONTH DEVOTE TO OTHER BUSINESS DURING TRADING HOURS: PRINCIPAL, RESPONSIBLE FOR ALL ASPECTS OF THE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-07 |
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