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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-03 |
Branch Locations
9800 Connecticut Dr, Crown Point, IN 46307 • United States
Saint John, IN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Merrillville | IN | 09/2001 | 03/2017 |
| Purdue University Calumet | Hammond | IN | 01/2001 | Present |
| Mml Investors Services, Llc | Crown Point | IL | 03/2017 | Present |
| Massmutual Life Insurance Co | Crown Point | IL | 07/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-02 |
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