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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger Corp | Traverse City | MI | 09/2001 | Present |
1. 9/15/2011: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ADVANCED FINANCIAL GROUP, INC. - ADMIN - INVESTMENT RELATED - TRAVERSE CITY, MI. 2. 9/19/2011: REAL ESTATE RENTAL - 2121 NORTH FOUR MILE ROAD, LLC - 7.5% OWNER OF OFFICE BUILDING THAT ADVANCED FINANCIAL GROUP, INC., THE DBA FOR THE LPL BRANCH OFFICE THAT I WORK FOR RENTS. THAT IS THE ONLY RENTAL PROPERTY THAT WE OWN. - INVESTMENT RELATED - TIME SPENT 1% - TRAVERSE CITY, MI. 3. 11/28/2012: OTHER-NOTARY - NOTARY PUBLIC IN THE STATE OF MICHIGAN, COUNTY OF MISSAUKEE. MY COMISSION EXPIRES APRIL 20, 2019. - NOT INVESTMENT RELATED - TIME SPENT 1% - TRAVERSE CITY, MI.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-22 |
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