Thomas A Knott

Current Employers

Employment History

• 02/2001 → 01/2025
  Newswire One, Inc.
  Northfield, IL
• 01/2025 → Present
  Lpl Financial Llc
  Winnetka, IL

Previous Registrations

• 2011-09-30 → 2025-01-23
  Wintrust Investments Llc
  Wilmette, IL
  Wilmette, IL
  Chicago, IL
  Winnetka, IL
  Chicago, IL
• 2011-09-30 → 2018-04-10
  Great Lakes Advisors, Llc
  Chicago, IL
  Winnetka, IL
• 2009-06-01 → 2011-10-13
  Morgan Stanley
  Winnetka, IL
  Riverwoods, IL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Winnetka, IL
  Riverwoods, IL
• 2002-04-17 → 2007-04-02
  Morgan Stanley Dw Inc.
  Winnetka, IL
  Northbrook, IL
  Riverwoods, IL

Other Businesses

1. 01/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wintrust Investments- INV Related- At Reported Business Location(s)- Start date 10/03/2011- 160 Hours Per Month- 160 Hours During Trading 2. 01/2025- Beverly Coffey Trust- Act in a Fiduciary Capacity- NOT INV Related- At Illinois- Start date 07/01/2022 3. 01/2025- Beverly Coffey Trust- Act in a Fiduciary Capacity- NOT INV Related- At Illinois- Start date 08/01/2023 4. 01/2025- Sizzle Foundation- Non-Profit Board/Committee Member- NOT INV Related- At Galena, IL- Start date 12/12/2022- 1 Hour Per Month- 1 Hour During Trading 5. 01/2025- Professional Training services- Outside/W-2 Employment- NOT INV Related- At Palatine, IL- Start date 01/01/2012- 9 Hours Per Month- 9 Hours During Trading 6. 04/01/2026 - Business Owner - Train The Trainer - Not Investment Related - Glenview, IL - Start Date 02/02/2026 - 8 hours per month/ during trading 7. 06/16/2026 - attorney - Attorney/ Legal Services - Not Investment Related - Glenview, IL - Start Date 01/01/1986 - 8 hours per month/ 4 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2001-12-11

Other Names

• Andy Knott
• Thomas A. Knott