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Suzanne Patricia R Spano

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-02-14
TX RA APPROVED_RES 2012-03-02
DC RA APPROVED 2009-06-01
  • VA RA
    APPROVED
    Since 2022-02-14
  • TX RA
    APPROVED_RES
    Since 2012-03-02
  • DC RA
    APPROVED
    Since 2009-06-01

Branch Locations

1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Washington DC 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-07-13 → 2009-06-01
    Morgan Stanley & Co. Llc
    Washington, DC
Other Businesses

*421849 -Trust; Investment related Yes; Vienna, Virginia; Trustee; 06/2011; During business hours: 10; After business hours: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-08
S63 Uniform Securities Agent State Law Examination 2001-10-01
  • S66 Uniform Combined State Law Examination
    2007-06-08
  • S63 Uniform Securities Agent State Law Examination
    2001-10-01
Other Names
  • Suzanne Patricia Ratelle

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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