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Dawn Marie Cobak

Wells Fargo Clearing Services, LLC

Beverly, MA

Dover, NH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-18
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

138 Conant St 4Th Fl, Beverly, MA 01915 • United States

Dover, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Danvers MA 01/2005 07/2017
Constitution Financial Partners Danvers MA 06/2009 07/2017
Mml Investors Services, Llc Wakefield MA 10/2017 12/2018
New England Investment & Retirement Group North Andover MA 07/2017 08/2017
Morgan Stanley Middleton MA 12/2018 09/2020
Wells Fargo Clearing Services, Llc. Beverly MA 09/2020 Present
  • 01/2005 → 07/2017
    Raymond James Financial Services, Inc.
    Danvers, MA
  • 06/2009 → 07/2017
    Constitution Financial Partners
    Danvers, MA
  • 10/2017 → 12/2018
    Mml Investors Services, Llc
    Wakefield, MA
  • 07/2017 → 08/2017
    New England Investment & Retirement Group
    North Andover, MA
  • 12/2018 → 09/2020
    Morgan Stanley
    Middleton, MA
  • 09/2020 → Present
    Wells Fargo Clearing Services, Llc.
    Beverly, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-10
S63 Uniform Securities Agent State Law Examination 2002-11-18
  • S66 Uniform Combined State Law Examination
    2020-03-10
  • S63 Uniform Securities Agent State Law Examination
    2002-11-18
Other Names
  • Dawn Marie Farley

View on SEC IAPD

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Other Offices

EASTERLY INVESTMENT PARTNERS LLC · BEVERLY, MA
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC · BEVERLY, MA
BROOKWOOD ADVISORS, LLC · BEVERLY, MA
US ADVISORY GROUP · BEVERLY, MA
MARIPAU WEALTH MANAGEMENT LLC · Danvers, MA
COMMONWEALTH FINANCIAL NETWORK · Danvers, MA
MARIPAU WEALTH MANAGEMENT LLC · Danvers, MA
TD PRIVATE CLIENT WEALTH LLC · Beverly, MA

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