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Erin Annette Turner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tallahassee, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-09
FL RA APPROVED 2006-12-13
  • TX RA
    APPROVED_RES
    Since 2009-01-09
  • FL RA
    APPROVED
    Since 2006-12-13

Branch Locations

1276 Metropolitan Blvd, Tallahassee, FL 32312 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith St Augustine FL 11/2006 Present
  • 11/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    St Augustine, FL
Previous Registrations
  • 2005-05-26 → 2006-11-22
    Invest Financial Corporation
    Tallahassee, FL
    Tallahassee, FL
  • 2003-10-07 → 2005-03-16
    Morgan Stanley Dw Inc.
    St Augustine, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-26
S63 Uniform Securities Agent State Law Examination 2003-09-15
  • S65 Uniform Investment Adviser Law Examination
    2003-09-26
  • S63 Uniform Securities Agent State Law Examination
    2003-09-15
Other Names
  • Cook
  • Erin Turner Cook
  • Et Turner

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · TALLAHASSEE, FL
RED HILLS CAPITAL, LLC · TALLAHASSEE, FL
LPL ENTERPRISE, LLC · TALLAHASSEE, FL
CHIRON CAPITAL MANAGEMENT, LLC · TALLAHASSEE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TALLAHASSEE, FL
MATADOR FINANCIAL · Tallahassee, FL
EDWARD JONES · TALLAHASSEE, FL
PFS INVESTMENTS INC. · TALLAHASSEE, FL

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