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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-07-27
  • MS RA
    APPROVED
    Since 2022-07-27

Branch Locations

310 Troy Street, Tupelo, MS 38804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company/Capital Financial Group Tupelo MS 04/2019 03/2022
Transamerica Agency Network Tupelo MS 02/2016 04/2019
Transamerica Financial Advisors, Inc Tupelo MS 03/2022 Present
Mass Mutual/Capital Financial Group Tupelo MS 04/2019 03/2022
Transamerica Agency Network Tupelo MS 02/2016 04/2019
Mass Mutual Investor Services Tupelo MS 01/2020 03/2022
United Financial Services Tupelo MS 02/2016 04/2019
Transamerica Agency Network Baltimore MD 01/2022 Present
United Financial Sefvices Tupelo MS 01/2022 Present
Creative Financial Solutions, Llc Saltillo MS 01/2022 Present
Mass Mutual Springfield MA 04/2019 Present
  • 04/2019 → 03/2022
    Mass Mutual Life Insurance Company/Capital Financial Group
    Tupelo, MS
  • 02/2016 → 04/2019
    Transamerica Agency Network
    Tupelo, MS
  • 03/2022 → Present
    Transamerica Financial Advisors, Inc
    Tupelo, MS
  • 04/2019 → 03/2022
    Mass Mutual/Capital Financial Group
    Tupelo, MS
  • 02/2016 → 04/2019
    Transamerica Agency Network
    Tupelo, MS
  • 01/2020 → 03/2022
    Mass Mutual Investor Services
    Tupelo, MS
  • 02/2016 → 04/2019
    United Financial Services
    Tupelo, MS
  • 01/2022 → Present
    Transamerica Agency Network
    Baltimore, MD
  • 01/2022 → Present
    United Financial Sefvices
    Tupelo, MS
  • 01/2022 → Present
    Creative Financial Solutions, Llc
    Saltillo, MS
  • 04/2019 → Present
    Mass Mutual
    Springfield, MA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc TRANSAMERICA AGENCY NETWORK/Investment Related - YES/100 Light St. Baltimore MD 21202/Insurance Sales/Agent/01.2022/30/30/Sales UNITED FINANCIAL SEFVICES/Investment Related - No/100 Light St. Baltimore, MD. 21202/Fixed annuity products/Agent/01.2022/5/5/Sales CREATIVE FINANCIAL SOLUTIONS, LLC/Investment Related - No/117 Pete Ave Saltillo, MS 38866/Insurance related consulting/Owner/01.2022/5/5/Consultation about insurance related matters MASS MUTUAL POSITION: agent NATURE: insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: 1295 State St, Springfield MA 01111, United States DESCRIPTION: I do not actively engage in any sales activity. I was only receiving renewal commissions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-26
S63 Uniform Securities Agent State Law Examination 2021-05-28
  • S66 Uniform Combined State Law Examination
    2022-07-26
  • S63 Uniform Securities Agent State Law Examination
    2021-05-28
Other Names
  • Paul Davis Flatt

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