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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-29
  • MN RA
    APPROVED
    Since 2026-01-29

Branch Locations

1300 Godward St Ne Suite 6650, Minneapolis, MN 55413 • United States

302 East Howard Street Suite 113, Hibbing, MN 55746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boulay, Pllp Minneapolis MN 07/1998 07/2024
Boulay Financial Advisors, Llc Eden Prairie MN 05/2008 01/2023
Valmark Securities, Inc. Akron OH 02/2015 12/2018
Bfa Holdings, Llc Minneapolis MN 01/2022 07/2024
Commonwealth Financial Network Waltham MA 07/2024 01/2026
Ryan Financial Group White Bear Lake MN 07/2024 01/2026
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
Heather'S Humpomeno Llc Dba Ryan Financial Group Lakeville MN 05/2024 Present
Rfg Hibbing MN 07/2024 Present
  • 07/1998 → 07/2024
    Boulay, Pllp
    Minneapolis, MN
  • 05/2008 → 01/2023
    Boulay Financial Advisors, Llc
    Eden Prairie, MN
  • 02/2015 → 12/2018
    Valmark Securities, Inc.
    Akron, OH
  • 01/2022 → 07/2024
    Bfa Holdings, Llc
    Minneapolis, MN
  • 07/2024 → 01/2026
    Waltham, MA
  • 07/2024 → 01/2026
    Ryan Financial Group
    White Bear Lake, MN
  • 01/2026 → Present
    Schaumburg, IL
  • 05/2024 → Present
    Heather'S Humpomeno Llc Dba Ryan Financial Group
    Lakeville, MN
  • 07/2024 → Present
    Rfg
    Hibbing, MN
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: HEATHER'S HUMPOMENO LLC DBA RYAN FINANCIAL GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT SERVICES; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OPENED TO HAVE MY INDEPENDENT CONTRACTOR RELATIONSHIP WITH RYAN FINANCIAL GROUP; 2. NAME OF OTHER BUSINESS: RFG; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE WEALTH MANAGEMENT SERVICES TO INDIVIDUAL CLIENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-20
  • S66 Uniform Combined State Law Examination
    2001-12-20
Designations
Other Names
  • Heather Dawn Halden
  • Heather Dawn Croke

View on SEC IAPD

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