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Mark Anthony Gargano

National Wealth Management Group, LLC

Cincinnati, OH

Brentwood, TN

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Current Employers
National Wealth Management Group, Llc

11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-26
KY RA APPROVED 2025-05-22
  • TN RA
    APPROVED
    Since 2025-11-26
  • KY RA
    APPROVED
    Since 2025-05-22

Branch Locations

11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States

Brentwood, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dynamic Wealth Advisors Scottsdale AZ 10/2011 05/2025
National Wealth Management Group Brentwood TN 05/2025 Present
L3 Holdings Inc. Brentwood TN 11/2023 Present
  • 10/2011 → 05/2025
    Dynamic Wealth Advisors
    Scottsdale, AZ
  • 05/2025 → Present
    National Wealth Management Group
    Brentwood, TN
  • 11/2023 → Present
    L3 Holdings Inc.
    Brentwood, TN
Previous Registrations
  • 2011-10-25 → 2019-07-01
    Dynamic
    Richmond, VA
    Phoenix, AZ
    Atlanta, GA
  • 2009-09-09 → 2011-11-10
    Morgan Stanley
    Atlanta, GA
  • 2007-12-13 → 2009-09-30
    Lpl Financial Llc
    Atlanta, GA
    Kennesaw, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-21
S66 Uniform Combined State Law Examination 2007-12-11
S63 Uniform Securities Agent State Law Examination 2007-11-16
  • S65 Uniform Investment Adviser Law Examination
    2025-05-21
  • S66 Uniform Combined State Law Examination
    2007-12-11
  • S63 Uniform Securities Agent State Law Examination
    2007-11-16

View on SEC IAPD

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FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

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