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7335 Highway 6, Suite 250, Missouri City, TX 77459 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-22 |
Branch Locations
7335 Highway 6, Suite 250, Missouri City, TX 77459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Missouri City | TX | 01/2016 | Present |
(1) 02/01/2016: Increase Financial - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 01/13/2016 - 160 Hr/Mo; 8 Hours During Securities Trading; 50% Time Spent (2) 08/01/2016: Incease Life Company of America - Insurance Agency - INV REL - At Reported Business Location(s) - President. This business will employ individuals that are non securities licensed as well some employees may have a securities license. - 40 Hr/Mo; 5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-18 |
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