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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-01-29
  • MI RA
    APPROVED
    Since 2010-01-29

Branch Locations

101 W Big Beaver Rd Ste 500, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 09/2001 Present
Northwestern Mutual Life Milwaukee WI 09/2001 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2012 Present
Other Businesses

1. OWN REAL ESTATE PROPERTY THAT IS LEASED OUT AND MAINTAINED BY A RENTAL MAMGEMENT COMPANY. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. PAST PRESIDENT, FINANCIAL AND ESTATE PLANNING COUNCIL OF METRO DETROIT, FIDUCIARY CAPACITY, START DATE: 1/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER, ADVISING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-21
S63 Uniform Securities Agent State Law Examination 2001-10-12
  • S66 Uniform Combined State Law Examination
    2006-09-21
  • S63 Uniform Securities Agent State Law Examination
    2001-10-12

View on SEC IAPD

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