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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2008-09-03
  • IA RA
    APPROVED
    Since 2008-09-03

Branch Locations

1776 Pleasant Plain Road, Fairfield, IA 52556 • United States

Fairfield, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 11/2005 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2008 Present
Other Businesses

1. INDEPENDENT INSURANCE AGENT, 2299 Marigold Blvd., Fairfield, Iowa, 52556, 12/2000, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 0 HR/MO - 0 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, ADMINISTRATIVE IAR OF CIRA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3. COLTRANE PLACE, LLC, 2909 West Grimes, Fairfield IA 52556, 10/2021, MEMBER, REAL ESTATE, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-02
S63 Uniform Securities Agent State Law Examination 2002-01-04
  • S66 Uniform Combined State Law Examination
    2008-09-02
  • S63 Uniform Securities Agent State Law Examination
    2002-01-04
Other Names
  • Matt Nelson

View on SEC IAPD

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