James Francis Sandbothe

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2024-02-16
TX	RA	APPROVED	2024-02-16

NM RA
APPROVED

Since 2024-02-16
TX RA
APPROVED

Since 2024-02-16

Branch Locations

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

6582 E. Main Street, Farmington, NM 87402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/1999	02/2024
&Partners, Llc	Farmington	NM	02/2024	Present

07/1999 → 02/2024

Edward Jones

St Louis, MO
02/2024 → Present

&Partners, Llc

Farmington, NM

Previous Registrations

2005-12-15 → 2024-02-26

Edward Jones

Farmington, NM

Other Businesses

Box LLC Type of Business: LLC opened to purchase real estate for branch office. Farmington, NM Start Date: 2/16/2024 Hours per week: 0 Hours during trading: 0 No responsibilities

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-08
S63	Uniform Securities Agent State Law Examination	1999-10-13

S65 Uniform Investment Adviser Law Examination

2005-12-08
S63 Uniform Securities Agent State Law Examination

1999-10-13

Designations

Certified Financial Planner

Other Names

Jim Sanbbothe

View on SEC IAPD