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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2012-01-06
  • UT RA
    APPROVED
    Since 2012-01-06

Branch Locations

10653 S. River Front Pkwy Suite 190, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia South Jordan UT 06/2001 Present
Grande Small Business Solutions West Jordan UT 01/2009 12/2022
Academy Mortgage Co. Sandy UT 11/2009 10/2016
Transamerica Financial Advisors, Inc South Jordan UT 01/2012 Present
Personal Cheesecakes West Jordan UT 01/2014 12/2022
No Small Dreams Orem UT 02/2014 Present
Primary Residential Mortgage Salt Lake City UT 11/2016 07/2019
Helio Training / Neumont University Salt Lake City UT 05/2018 10/2020
Heartland Institute Of Financial Education Greenwood Village CO 09/2020 Present
Workfront Lehi UT 10/2020 03/2021
Adobe Inc Lehi UT 02/2021 Present
Neumont College Of Computer Science Salt Lake City, UT 05/2021 Present
Lspn Pro, Llc Lindon UT 09/2021 Present
Wealthwave Johns Creek GA 12/2023 Present
Quick Quack Car Wash West Jordan UT 06/2024 09/2025
Complete Wealth Care Eau Claire WI 06/2024 Present
Salt Lake Community College Salt Lake City UT 09/2025 Present
  • 06/2001 → Present
    Wfgia
    South Jordan, UT
  • 01/2009 → 12/2022
    Grande Small Business Solutions
    West Jordan, UT
  • 11/2009 → 10/2016
    Academy Mortgage Co.
    Sandy, UT
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    South Jordan, UT
  • 01/2014 → 12/2022
    Personal Cheesecakes
    West Jordan, UT
  • 02/2014 → Present
    No Small Dreams
    Orem, UT
  • 11/2016 → 07/2019
    Primary Residential Mortgage
    Salt Lake City, UT
  • 05/2018 → 10/2020
    Helio Training / Neumont University
    Salt Lake City, UT
  • 09/2020 → Present
    Heartland Institute Of Financial Education
    Greenwood Village, CO
  • 10/2020 → 03/2021
    Workfront
    Lehi, UT
  • 02/2021 → Present
    Adobe Inc
    Lehi, UT
  • 05/2021 → Present
    Neumont College Of Computer Science
    Salt Lake City,, UT
  • 09/2021 → Present
    Lspn Pro, Llc
    Lindon, UT
  • 12/2023 → Present
    Wealthwave
    Johns Creek, GA
  • 06/2024 → 09/2025
    Quick Quack Car Wash
    West Jordan, UT
  • 06/2024 → Present
    Complete Wealth Care
    Eau Claire, WI
  • 09/2025 → Present
    Salt Lake Community College
    Salt Lake City, UT
Previous Registrations
  • 2007-11-07 → 2012-01-06
    Investment Advisors International, Inc.
    South Jordan, UT
    Orem, UT
Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Wealthwave | marketing | approve co-brand company through WFGIA |12/2023|Johns CreekGeorgiaUnited States | investment related Adobe | 2/2021 | investment related | software Engineer | Lehi, Utah LSPN Pro, LLC / 0921-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Services / Hrs. Work Monthly: .5 / Sec Trading Hrs.: 0 / Client communications, Marketing, and referring potential clients Neumont College of Computer Science / 0521-Present / Investment Related: No / 143 South Main Street Salt Lake City, UT 84111 / Adjunct Instructor / College / Hrs Work Monthly: 28 / Sec Trading Hrs: 0 / Monday , Wednesday and Friday for the month of May I will instruct students on PHP and the lamp stack on a raspberry pi. Heartland Institute of Financial Education / 0920-Present/ Investment Related: No / 8301 E. Prentice Ave., Ste.312 Greenwood Village, CO 80111 / Instructor / Financial Education/ Hrs Work Monthly: 5 / Sec Trading Hrs: 1 / Instruction as Needed NO SMALL DREAMS; NOT INVESTMENT RELATED; 1175 N 910 E, OREM UT 84097; THE CHARITABLE PURPOSE IS TO PROVIDE GRANTS AND SCHOLARSHIPS FOR EDUCATION IN THE PHILIPPINES; MEMBER OF BOARD OF DIRECTORS; 2/2014; 8 HRS/MONTH; ATTEND BOARD MEETINGS AT LEAST ONCE A YEAR. COMPLETE WEALTH CARE POSITION: partner NATURE: Medical Billing INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2024 ADDRESS: 1809 8th Street, Eau Claire WI 54703, United States DESCRIPTION: I am responsible for accounting and business strategy. SALT LAKE COMMUNITY COLLEGE POSITION: Instructor NATURE: Part Time Instructor INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 3 START DATE: 09/17/2025 ADDRESS: 4600 South Redwood Road, Salt Lake City UT 84123, United States DESCRIPTION: Teaching adults computer related topics e.g. excel, powerBI

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-27
S63 Uniform Securities Agent State Law Examination 2001-10-27
  • S65 Uniform Investment Adviser Law Examination
    2007-08-27
  • S63 Uniform Securities Agent State Law Examination
    2001-10-27

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