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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-08-17
TX RA APPROVED_RES 2023-06-07
  • WA RA
    APPROVED
    Since 2023-08-17
  • TX RA
    APPROVED_RES
    Since 2023-06-07

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Seattle, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centara Capital San Diego CA 05/2006 Present
Centara Capital Management Group, Inc. San Diego CA 05/2006 Present
Intervest International Equities Corp Colorado Springs CO 08/2007 06/2023
Kestra Advisory Services, Llc Seattle WA 06/2023 Present
Kestra Investment Services, Llc Seattle WA 06/2023 Present
  • 05/2006 → Present
    Centara Capital
    San Diego, CA
  • 05/2006 → Present
    Centara Capital Management Group, Inc.
    San Diego, CA
  • 08/2007 → 06/2023
    Intervest International Equities Corp
    Colorado Springs, CO
  • 06/2023 → Present
    Seattle, WA
  • 06/2023 → Present
    Kestra Investment Services, Llc
    Seattle, WA
Previous Registrations
  • 2007-08-14 → 2023-06-06
    Intervest International, Inc.
    Verona (Vr)
    Colorado Springs, CO
    Seattle, WA
  • 2006-05-09 → 2007-08-15
    Centara Capital Management Group, Inc.
    San Diego, CA
  • 2005-09-02 → 2006-05-04
    First Command Brokerage Services, Inc.
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2005-07-12 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

Name: BE FINANCIALLY SOUND POSITION: RR NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/22/2023 ADDRESS: 4724 W. RUFFNER ST, SEATTLE WA 98199, United States DESCRIPTION: RR Name: KESTRA ADVISORY SERVICES LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/22/2023 ADDRESS: 5707 SW Pkwy, Blg 2, STE 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: THE CYCLE SANCTUARY POSITION: Owner and favorite student of the intsructors NATURE: Indoor cycle and fitness studio INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 2420 NW Market St, Seattle WA 98107, United States DESCRIPTION: I am only a participant in the classes and the studio "mascot". I don't do anything towards the everyday management and running of the studio. This is my wife's project and dream.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-11
S63 Uniform Securities Agent State Law Examination 2001-10-08
  • S65 Uniform Investment Adviser Law Examination
    2005-07-11
  • S63 Uniform Securities Agent State Law Examination
    2001-10-08

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