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3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-15 |
| NC | RA | APPROVED | 2024-12-12 |
| FL | RA | APPROVED | 2022-12-16 |
| AL | RA | APPROVED | 2022-12-15 |
| GA | RA | APPROVED | 2005-06-09 |
Branch Locations
3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005 • United States
1560 Warsaw Rd Suite 100, Roswell, GA 30076 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-04-02 |
Branch Locations
1560 Warsaw Rd Suite 100, Roswell, GA 30076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Roswell | GA | 05/2004 | Present |
Non-securities insurance agent part-time 1/hr mo. Sole Proprietor. Author, non-securities material. Non-investment business accounting, admin consulting to one Roswell, Ga excursion company with fishing lodges overseas.1 hr/mo. Sole Proprietor. No investment clients/business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-22 |
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