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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-02 |
| CA | RA | APPROVED | 2010-04-23 |
Branch Locations
2377 West Foothill Blvd Suite 18, Upland, CA 91786 • United States
Alta Loma, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Claremont | CA | 04/2010 | Present |
| Foothill Networking Pro'S, Bni | Rancho Cucamonga | CA | 07/2010 | Present |
| Raymond James Financial Services Advisors, Inc | Claremont | CA | 04/2010 | Present |
| Kimmel & Associates | Upland | CA | 04/2015 | 12/2017 |
(1) Name of Business: Baseline Wealth Services, LLC Address: 2377 W Foothill Blvd Ste 18, Upland, CA, 91786, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 10/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2) Name of Business: Foothill Networking Professionals (BNI) Address: 7269 Haven Ave, Rancho Cucamonga, CA, 91739, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 06/30/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Mentor Coordinator: help new members engage in the process of the networking group through weekly meetings and education.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-31 |
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