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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-02
CA RA APPROVED 2010-04-23
  • TX RA
    APPROVED_RES
    Since 2014-07-02
  • CA RA
    APPROVED
    Since 2010-04-23

Branch Locations

2377 West Foothill Blvd Suite 18, Upland, CA 91786 • United States

Alta Loma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Claremont CA 04/2010 Present
Foothill Networking Pro'S, Bni Rancho Cucamonga CA 07/2010 Present
Raymond James Financial Services Advisors, Inc Claremont CA 04/2010 Present
Kimmel & Associates Upland CA 04/2015 12/2017
  • 04/2010 → Present
    Raymond James Financial Services
    Claremont, CA
  • 07/2010 → Present
    Foothill Networking Pro'S, Bni
    Rancho Cucamonga, CA
  • 04/2010 → Present
    Claremont, CA
  • 04/2015 → 12/2017
    Kimmel & Associates
    Upland, CA
Previous Registrations
Other Businesses

(1) Name of Business: Baseline Wealth Services, LLC Address: 2377 W Foothill Blvd Ste 18, Upland, CA, 91786, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 10/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2) Name of Business: Foothill Networking Professionals (BNI) Address: 7269 Haven Ave, Rancho Cucamonga, CA, 91739, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 06/30/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Mentor Coordinator: help new members engage in the process of the networking group through weekly meetings and education.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-30
S63 Uniform Securities Agent State Law Examination 2001-10-31
  • S65 Uniform Investment Adviser Law Examination
    2005-09-30
  • S63 Uniform Securities Agent State Law Examination
    2001-10-31
Other Names
  • Jason J Sgrignoli
  • Jason Jan Sgrignoli

View on SEC IAPD

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