Best Investors Account Sign in

Rosa Maria Pachon

Td Private Client Wealth LLC

Coral Gables, FL

Sarasota, FL

Claim This Profile
Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
CO RA APPROVED 2025-01-02
FL RA APPROVED 2025-01-02
MD RA APPROVED 2025-01-02
NV RA APPROVED 2025-01-02
NJ RA APPROVED 2025-01-02
RI RA APPROVED 2025-01-02
SC RA APPROVED 2025-01-02
VT RA APPROVED 2025-01-02
NY RA APPROVED 2021-08-19
CT RA APPROVED 2013-05-03
MA RA APPROVED 2013-04-29
NH RA APPROVED 2013-04-29
PA RA APPROVED 2013-04-25
DE RA APPROVED 2013-04-24
ME RA APPROVED 2013-04-24
NC RA APPROVED 2013-04-24
GA RA APPROVED 2013-04-23
VA RA APPROVED 2013-04-23
  • CA RA
    APPROVED
    Since 2025-01-02
  • CO RA
    APPROVED
    Since 2025-01-02
  • FL RA
    APPROVED
    Since 2025-01-02
  • MD RA
    APPROVED
    Since 2025-01-02
  • NV RA
    APPROVED
    Since 2025-01-02
  • NJ RA
    APPROVED
    Since 2025-01-02
  • RI RA
    APPROVED
    Since 2025-01-02
  • SC RA
    APPROVED
    Since 2025-01-02
  • VT RA
    APPROVED
    Since 2025-01-02
  • NY RA
    APPROVED
    Since 2021-08-19
  • CT RA
    APPROVED
    Since 2013-05-03
  • MA RA
    APPROVED
    Since 2013-04-29
  • NH RA
    APPROVED
    Since 2013-04-29
  • PA RA
    APPROVED
    Since 2013-04-25
  • DE RA
    APPROVED
    Since 2013-04-24
  • ME RA
    APPROVED
    Since 2013-04-24
  • NC RA
    APPROVED
    Since 2013-04-24
  • GA RA
    APPROVED
    Since 2013-04-23
  • VA RA
    APPROVED
    Since 2013-04-23

Branch Locations

255 Alhambra Circle, Coral Gables, FL 33134 • United States

3450 Clark Road, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Coral Gables FL 10/2012 Present
Td Bank, N.A. Coral Gables FL 10/2012 Present
Previous Registrations
  • 2008-03-04 → 2010-06-18
    Lpl Financial Llc
    Surfside, FL
    Miami, FL
  • 2004-11-29 → 2008-03-04
    Ifmg Securities, Inc.
    Coral Gables, FL
    Coral Gables, FL
  • 2001-10-11 → 2004-10-12
    Southtrust Securities, Llc
    Miami, FL
Other Businesses

Rental Property 2333 Brickell Ave #407 Miami FL 33129 Landlord $1900/ month Started in 2003

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-19
  • S66 Uniform Combined State Law Examination
    2013-04-19
Other Names
  • Rosie Pachon

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

More in Coral Gables, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor