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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-31 |
Branch Locations
520 Newport Center Dr, Suite 300, Newport Beach, CA 92660 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1330 6Th Avenue, Ste. 31A, New York, NY 10019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities, Llc | Newport Beach | CA | 04/2015 | 06/2018 |
| Hightower Advisors, Llc | Newport Beach | CA | 04/2015 | Present |
| The Bahnsen Group | Newport Beach | CA | 06/2018 | Present |
1) National Review Capital Record Podcast; Investment Related - No; Digital/Online Only; Podcast; Podcast speaker; Start Date - 02/2025; Approximately 2 hours per month with 0 hours during securities trading hours; Record one or two 20-minute podcasts per week for National Review. The content would exclusively focus on a theology and philosophy of the human person and the quest for optimal human flourishing. 2) Action Institute. Role: Board of Directors. Duties: to provide the institute with guidance in their mission of promoting ordered liberty from a religious foundation. To attend one board meeting per year. Non investment related. Time spent: Less than one hour per month outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-05 |
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