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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-08-28
  • TN RA
    APPROVED
    Since 2026-08-28

Branch Locations

Brentwood, TN • United States

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-11-06
  • TN RA
    APPROVED
    Since 2020-11-06

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

381 Riverside Drive, Suite 320, Franklin, TN 37064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tpg Financial, Inc Franklin TN 05/2005 Present
The Leaders Group, Inc. Littleton CO 05/2018 Present
Kingswood Capital Partners Brentwood TN 08/2026 Present
  • 05/2005 → Present
    Tpg Financial, Inc
    Franklin, TN
  • 05/2018 → Present
    The Leaders Group, Inc.
    Littleton, CO
  • 08/2026 → Present
    Kingswood Capital Partners
    Brentwood, TN
Previous Registrations
  • 2004-01-28 → 2005-05-17
    Next Financial Group, Inc.
    Nashville, TN
Other Businesses

1. Name OF OBA/DBA: Sage Money Advice Address: 1404 Arrowhead Dr. Brentwood, TN 37027 Investment Related: No Nature of Business: DBA Position/Title: Owner Start Date:08/26/2026 Hours dedicated per Month: 120 During Trade Hours: 120 Description: DBA for Kingswood 2. Name OF OBA: TPG Financial Address: 381 Riverside Drive, Suite 320, Franklin, TN 37064 Investment Related: No Nature of Business: Fixed Ins Wholesaling Position/Title: Principal/11% Owner Start Date: 05/16/2005 Hours dedicated per Month:80 During Trade Hours: 80 Description: Wholesale Fixed insurance products in financial institutions. 3. Name OF OBA: The Leader’s Group Address: 381 Riverside Drive, Suite 320, Franklin, TN 37064 Investment Related: No Nature of Business: Wholesaling Variable products in financial institutions Position/Title: Variable Life Wholesaler Start Date: 9/27/2018 Hours dedicated per Month: 40 During Trade Hours: 40 Description: Wholesale variable life products through financial advisors 4.Name OF OBA: Sage Investment Real Estate Address: 1404 Arrowhead Dr. Brentwood, TN 37027 Investment Related: No Nature of Business: Residential Real Estate ownership & rentals Position/Title: Owner Start Date: 1/4/2025 Hours dedicated per Month: During Trade Hours: 5 During Trade Hours:1 Description: Collect rent, approve tenants, arrange repairs when necessary, other admin as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
  • S66 Uniform Combined State Law Examination
    2019-01-25
Designations

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