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Kevin Michael Babcock

Cetera Investment Advisers LLC

Merrillville, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
IN RA APPROVED 2014-01-21
  • TX RA
    APPROVED
    Since 2026-07-09
  • IN RA
    APPROVED
    Since 2014-01-21

Branch Locations

600 E 84Th Avenue, Merrillville, IN 46410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centier Bank Merrillville IN 08/1999 Present
Cetera Investment Services St. Cloud MN 10/2004 Present
Cetera Investment Advisers Llc Merrillville IN 01/2014 Present
  • 08/1999 → Present
    Centier Bank
    Merrillville, IN
  • 10/2004 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Merrillville, IN
Other Businesses

1.) REAL ESTATE LLC, 50% OWNER, FAMILY MEMBER OTHER 50% OWNER, BUYING, REHABING, SELLING AND/OR LEASING PROPERTIES, 3042 AMBER WAY, SCHERERVILLE, IN 46375

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-12
  • S66 Uniform Combined State Law Examination
    2001-10-12
Designations
Other Names
  • Kevin M Babcock

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GLOBAL ASSETS ADVISORY, LLC
GEHRIG CAPITAL MANAGEMENT, INC.
VALIC FINANCIAL ADVISORS, INC.
COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.
KOVACK ADVISORS, INC.
ONEAMERICA SECURITIES, INC.

Other Investors

RONDA L SCANLON
ALEXANDER A KOLEFF
JOHN J BRECKENRIDGE
Scott T Ribordy
DIANA K NYMAN
PAUL ALLAN SHOOK
Jeff Johnson
MICHELLE L RACHFORD

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MERRILLVILLE, IN
GLOBAL ASSETS ADVISORY, LLC · MERRILLVILLE, IN
GEHRIG CAPITAL MANAGEMENT, INC. · MERRILLVILLE, IN
VALIC FINANCIAL ADVISORS, INC. · MERRILLVILLE, IN
COMMONWEALTH FINANCIAL NETWORK · Merrillville, IN
OSAIC WEALTH, INC. · MERRILLVILLE, IN
KOVACK ADVISORS, INC. · Merrillville, IN
CETERA INVESTMENT ADVISERS LLC · MERRILLVILLE, IN

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