Adam Daniel Gallegos

Current Employers

Employment History

• 01/2009 → 09/2016
  Altegris Investments
  La Jolla, CA
• 09/2016 → 06/2017
  Carey Financial, Llc
  New York, NY
• 10/2017 → 02/2021
  Commonwealth Financial Network
  San Diego, CA
• 06/2017 → 10/2017
  Unemployed
  Lafayette, CA
• 02/2021 → 02/2022
  International Assets Advisory, Llc
  Lafayette, CA
• 02/2021 → 02/2022
  Global Assets Advisory, Llc
  Lafayette, CA
• 03/2022 → Present
  Fig Wealth, Llc
  Lafayette, CA
• 03/2022 → Present
  Chauner Securities, Inc.
  Northbrook, IL

Previous Registrations

• 2021-02-03 → 2022-03-03
  Global Assets Advisory, Llc
  Lafayette, CA
• 2017-10-12 → 2021-02-02
  Commonwealth Financial Network
  Lafayette, CA

Other Businesses

FIG WEALTH LLC DBA THE FOUNDATION INVESTMENT GROUP LOCATED AT 3466 MT. DIABLO SUITE C201, LAFAYETTE, CA 94549. THE BUSINESS IS INVESTMENT RELATED. GALLEGOS IS THE OWNER OF FIG WEALTH LLC, AN SEC REGISTERED INVESTMENT ADVISORY FIRM. GALLEGOS THE PRESIDENT, CEO AND REGISTERED INVESTMENT ADVISOR WITH FIG WEALTH LLC. GALLEGOS SPENDS APPROXIMATELY 40 HOURS PER WEEK ON THIS BUSINESS. AGHK, LLC DBA THE FOUNDATION INVESTMENT GROUP LOCATED AT 3466 MT. DIABLO SUITE C201, LAFAYETTE, CA 94549. THE BUSINESS IS A SINGLE MEMBER LLC, ADAM GALLEGOS IS THE SOLE MEMBER. GALLEGO'S REGISTERED REPRESENTATIVE BROKER DEALER COMMISSION REVENUE ARE PASSED THROUGH THIS ENTITY. THERE ARE NO ADDITIONAL ACTIVITIES CONDUCTED BY THE LLC. LAFAYETTE LACROSSE CLUB - TREASURER. LAFAYETTE, CA. BOOKKEEPING DUTIES AND BOARD MEMBER OF HIGH SCHOOL 501C3 NON-PROFIT LACROSSE TEAM. VOLUNTEER POSITION, NO COMPENSATION. 1-5 HOURS PER MONTH

Exams

• S66 Uniform Combined State Law Examination
  2002-02-13