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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-01 |
Branch Locations
9700 Bunsen Parkway, Louisville, KY 40299 • United States
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Louisville | KY | 06/2011 | 10/2019 |
| Ifp Securities, Llc | Tampa | FL | 10/2019 | Present |
| Independent Financial Partners | Tampa | FL | 10/2019 | Present |
(1) Lifetime Wealth Strategies; DBA; Investment Related; 9700 Bunsen Pkwy, Louisville, KY 40299; Start 6/1/2012; 180 hr/mo, 180 hr/mo during trading. (2) Fixed Insurance; Investment Related; 9700 Bunsen Pkwy, Louisville, KY 40299; Owner; Insurance sales; Start 6/1/2013; 40 hr/mo, 40 hr/mo during trading. (3) TASC Properties; Rental Home; Non-investment Related; 1517 Sylvan Way, KY; Owner; Communication with Property Manager; Start 6/1/2013; Start 1 hr/mo, 0 hr during trading. (4) LWS Properties LLC; Real Estate; Investment Related; 9700 Bunsen Pkwy, Louisville, KY 40299; Owner; No material duties; Start 5/1/2014. (5) Plowshares Farm Center for Education & Spirituality; Non-Profit 501(c)(3); Not-investment Related; 12704 Campbellsville Road, Buffalo, KY 42716; Board Member; Attend board meeting twice annually and provide general feedback; Start 6/1/2015; (6) Trillium Group, LLC – not investment related – 523 S. Broad St., Brevard, NC 28712 – real estate and motel operations – general partner – start date Aug 3, 2026 – 4 hours/month (2 during trading hours) – passive investment partner in real estate and motel business (7) Dishion & Hurst CPAs, Inc. – not investment related – 100 E. 12th St., Jeffersonville, IN 47130 – tax preparation and accounting services – general partner – start date Nov 6, 2025 – 1 hour/month (1 during trading hours) – non-managing partner with minority ownership interest; no day-to-day management responsibilities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-11 |
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