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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-01
  • KY RA
    APPROVED
    Since 2025-01-01

Branch Locations

9700 Bunsen Parkway, Louisville, KY 40299 • United States

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Louisville KY 06/2011 10/2019
Ifp Securities, Llc Tampa FL 10/2019 Present
Independent Financial Partners Tampa FL 10/2019 Present
Previous Registrations
Other Businesses

(1) Lifetime Wealth Strategies; DBA; Investment Related; 9700 Bunsen Pkwy, Louisville, KY 40299; Start 6/1/2012; 180 hr/mo, 180 hr/mo during trading. (2) Fixed Insurance; Investment Related; 9700 Bunsen Pkwy, Louisville, KY 40299; Owner; Insurance sales; Start 6/1/2013; 40 hr/mo, 40 hr/mo during trading. (3) TASC Properties; Rental Home; Non-investment Related; 1517 Sylvan Way, KY; Owner; Communication with Property Manager; Start 6/1/2013; Start 1 hr/mo, 0 hr during trading. (4) LWS Properties LLC; Real Estate; Investment Related; 9700 Bunsen Pkwy, Louisville, KY 40299; Owner; No material duties; Start 5/1/2014. (5) Plowshares Farm Center for Education & Spirituality; Non-Profit 501(c)(3); Not-investment Related; 12704 Campbellsville Road, Buffalo, KY 42716; Board Member; Attend board meeting twice annually and provide general feedback; Start 6/1/2015; (6) Trillium Group, LLC – not investment related – 523 S. Broad St., Brevard, NC 28712 – real estate and motel operations – general partner – start date Aug 3, 2026 – 4 hours/month (2 during trading hours) – passive investment partner in real estate and motel business (7) Dishion & Hurst CPAs, Inc. – not investment related – 100 E. 12th St., Jeffersonville, IN 47130 – tax preparation and accounting services – general partner – start date Nov 6, 2025 – 1 hour/month (1 during trading hours) – non-managing partner with minority ownership interest; no day-to-day management responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-11
  • S66 Uniform Combined State Law Examination
    2001-10-11
Designations

View on SEC IAPD

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