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Maria Louise Holtz

Wells Fargo Clearing Services, LLC

Virginia Beach, VA

Norfolk, VA

Virginia Beach, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-05
VA RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2021-10-05
  • VA RA
    APPROVED
    Since 2003-07-01

Branch Locations

208 Golden Oak Ct Stes 250 & 300 Reflections Iii, Virginia Beach, VA 23452 • United States

999 Waterside Dr Ste 1800 Dominion Tower, Norfolk, VA 23510 • United States

Virginia Beach, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Virginia Beach VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Virginia Beach VA 11/2016 Present
Previous Registrations
  • 2000-05-05 → 2003-07-01
    Prudential Equity Group, Llc
    Virginia Beach, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-01
S63 Uniform Securities Agent State Law Examination 1999-10-28
  • S65 Uniform Investment Adviser Law Examination
    1999-11-01
  • S63 Uniform Securities Agent State Law Examination
    1999-10-28
Designations
Other Names
  • Maria L. Holtz-Nelson
  • Maria Louise Holtz
  • Maria Louise Holtz-Nelson

View on SEC IAPD

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