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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-22
MD RA APPROVED 2012-05-31
  • TX RA
    APPROVED_RES
    Since 2026-06-22
  • MD RA
    APPROVED
    Since 2012-05-31

Branch Locations

2661 Riva Rd Ste 1020 [Dq-Rbo], Annapolis, MD 21401 • United States

Edgewater, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Annapolis MD 05/2012 Present
  • 05/2012 → Present
    Wells Fargo Advisors, Llc
    Annapolis, MD
Previous Registrations
  • 2009-10-23 → 2012-06-01
    Annapolis, MD
    Annapolis, MD
    Towson, MD
  • 2008-06-23 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Annapolis, MD
  • 2007-05-29 → 2008-07-02
    Washington, DC
    Washington, DC
  • 2007-03-08 → 2007-05-29
    Citicorp Investment Services
    Washington, DC
  • 2005-02-25 → 2006-11-02
    M&T Securities, Inc.
    Columbia, MD
    Columbia, MD
    Columbia, MD
    Ellicott City, MD
    Wheaton, MD
    Silver Spring, MD
    Cheektowaga, NY
  • 2002-06-04 → 2005-02-02
    Truist Investment Services, Inc.
    Catonsville, MD
Other Businesses

INDIANTOWN FARM INC.; NOT INV. RELATED; CHAPTICO, MD; 6% OWNERSHIP; FARM LAND / FARMING ACTIVITIES; START DATE 8/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES NONE - PASSIVE OWNER. EASTBOUND SPORTFISHING, LLC; INV RELATED;EDGEWATER,MD; LLC;100% OWNERSHIP; START DATE: 04/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-08
  • S66 Uniform Combined State Law Examination
    2002-01-08

View on SEC IAPD

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