David Eaton Rathgeb

Current Employers

Employment History

• 06/2009 → 06/2017
  Cadaret, Grant & Co., Inc.
  Douglassville, PA
• 07/2012 → Present
  Midatlantic Retirement Planning Specialists
  Wilmington, DE
• 06/2017 → Present
  Kestra Investment Services Llc
  Reading, PA
• 06/2017 → Present
  Kestra Advisory Services Llc
  Reading, PA

Previous Registrations

• 2009-07-01 → 2017-06-28
  Cadaret, Grant & Co., Inc.
  Wilmington, DE
  Douglassville, PA
• 2006-04-04 → 2009-05-26
  Cetera Investment Services Llc
  West Chester, PA
  Wyomissing, PA
  Morgantown, PA
• 2002-02-11 → 2006-04-07
  Waddell & Reed
  Wyomissing, PA
  Wyomissing, PA

Other Businesses

Name: Eaton Income Solutions Investment Related: Yes Address: 4 Mimosa Circle Douglassville PA 19518 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 10/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Leasing of office space Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest pkwy, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Advisor Start Date: 7/1/2017 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Investments and financial planning Name: MEI FINANCIAL GROUP POSITION: President, Financial Advisor, Investment Advisor Rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 152 SECURITIES TRADING HOURS: 119 START DATE: 09/27/2021 ADDRESS: 10 Hearthstone Ct STE 200, Reading PA 19606, United States DESCRIPTION: Sales, service, Investment advisor, Financial Planning Name: LETIP OF GREATER READING POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No, # OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: B2 Bistro, 701 Reading Ave, Reading PA 19611 DESCRIPTION: Run meeting in absence of president Order group supplies Take attendance Supervise activities of other board members Liase with LeTip National headquarters Name: LETIP OF GREATER READING POSITION: Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No, # OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: B2 Bistro, 701 Reading Ave, Reading PA 19611, United States DESCRIPTION: Work on annual group budget to set dues. Handle group banking. Collect dues and pay bills. Liase with LeTip National headquarters Name: AMITY TOWNSHIP LIONS CLUB POSITION: Director 2 year NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2025 ADDRESS: 300 W 22nd St, Oak Brook IL 60523, United States DESCRIPTION: Help guide and support the current president to have a successful year of fund raising, club member growth, and community service.

Exams

• S66 Uniform Combined State Law Examination
  2001-10-18

Designations