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Mark Christopher Connolly

Wells Fargo Clearing Services, LLC

Fort Worth, TX

Colleyville, TX

CRD 4443644

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2008-01-01

Branch Locations

201 Main St Ste 1700, Fort Worth, TX 76102 • United States

Colleyville, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Worth TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 Present
Previous Registrations
  • 2006-06-30 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Fort Worth, TX
    Fort Worth, TX
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-29
S63 Uniform Securities Agent State Law Examination 2001-12-04
  • S66 Uniform Combined State Law Examination
    2006-06-29
  • S63 Uniform Securities Agent State Law Examination
    2001-12-04

View on SEC IAPD

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