Best Investors Account Sign in
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
VA RA APPROVED 2013-04-03
DC RA APPROVED 2011-08-08
  • TX RA
    APPROVED
    Since 2022-06-03
  • VA RA
    APPROVED
    Since 2013-04-03
  • DC RA
    APPROVED
    Since 2011-08-08

Branch Locations

1650 Tysons Blvd Ste 500, Mclean, VA 22102 • United States

Vienna, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 06/2011 11/2016
Dc College Counseling Alexandria VA 04/2011 Present
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
  • 06/2011 → 11/2016
    Wells Fargo Advisors Llc
    Washington, DC
  • 04/2011 → Present
    Dc College Counseling
    Alexandria, VA
  • 11/2016 → Present
    Washington, DC
Previous Registrations
  • 2003-06-17 → 2010-06-07
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York City, NY
  • 2002-05-16 → 2003-05-30
    Morgan Stanley Dw Inc.
    Ny, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-07
S63 Uniform Securities Agent State Law Examination 2001-10-12
  • S65 Uniform Investment Adviser Law Examination
    2001-12-07
  • S63 Uniform Securities Agent State Law Examination
    2001-10-12
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Mclean, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor