Craig Joseph Bauman

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Sunset Junkies Llc
  Bluffton, OH
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Lima, OH

Previous Registrations

• 2008-10-01 → 2012-10-01
  Chase Investment Services Corp.
  Lima, OH
  Lima, OH
• 2002-07-19 → 2003-08-14
  A. G. Edwards & Sons, Inc.
  Lima, OH

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: SUNSET JUNKIES, LLC. POSITION: OWNER START DATE: 6/3/2014 ADDRESS: 11193 Bluffton, OH DETAILS: WWW.SUNSETJUNKIES.COM. MUSIC/MUSIC PRODUCTION/LIVE ENTERTAINMENT. SCHEDULING AND PERFORMING AT EVENTS AS WELL AS SELLING MUSIC ONLINE. HOURS DEDICATED (per month unless otherwise indicated): Undefined HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams

• S66 Uniform Combined State Law Examination
  2008-09-29

Other Names

• Craig J. Bauman