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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2015-04-16
TX RA APPROVED 2014-05-21
  • DE RA
    APPROVED
    Since 2015-04-16
  • TX RA
    APPROVED
    Since 2014-05-21

Branch Locations

420 Throckmorton St, Fort Worth, TX 76102 • United States

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fort Worth FL 10/2012 Present
Bella Arte Fort Worth TX 03/2017 Present
Previous Registrations
  • 2012-09-25 → 2012-10-01
    Chase Investment Services Corp.
    West Palm Beach, FL
  • 2011-08-10 → 2012-09-12
    New York, NY
  • 2010-07-02 → 2011-08-02
    Chase Investment Services Corp.
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Snohomish, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2008-10-01 → 2010-06-11
    Fort Worth, TX
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Fort Worth, TX
    Arlington, TX
    New York, NY
    Fort Worth, TX
  • 2005-12-02 → 2006-11-28
    Chase Investment Services Corp.
    Chicago, IL
    Arlington, TX
  • 2005-12-02 → 2006-09-27
    Banc One Securities Corporation
    Arlington, TX
    Chicago, IL
    Arlington, TX
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: BELLA ARTE POSITION: OWNER START DATE: 3/15/2017 ADDRESS: 3213 Fort Worth, TX DETAILS: PHOTOGRAPH AND SELL STILL LIFE PHOTOS. PHOTOS WILL BE SOLD TO INDIVIDUALS DIRECTLY (NO INTERNET SALES). TAKING THE PHOTOS, DEVELOPING THE PHOTOS, AND SELLING THE PHOTOS TO INDIVIDUALS. HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-07
S63 Uniform Securities Agent State Law Examination 1999-09-17
  • S66 Uniform Combined State Law Examination
    2005-11-07
  • S63 Uniform Securities Agent State Law Examination
    1999-09-17
Other Names
  • Lori M. Gust
  • Lori Marie Gust
  • Lori Marie Long

View on SEC IAPD

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