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Employer firm

Midwestern Securities Trading Company, LLC CRD 101080

$1.98B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PORTFOLIO MANAGEMENT FOR 401(K) RETIREMENT PLANS DEFINED IN SECTION 3(38) OF ERISA RULES

From the firm’s Form ADV. Read the guides:

Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-06-27
  • IL RA
    APPROVED
    Since 2006-06-27

Branch Locations

300 E Washington Street Suite 4, East Peoria, IL 61611 • United States

235 Everett St, East Peoria, IL 61611 • USA

235 Everett St, East Peoria, IL 61611 • United States

1750 E Us Hwy 136 Suite A, Table Grove, IL 61482 • United States

235 Everett St, East Peoria, IL 61611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Co. East Peoria IL 05/2006 Present
Table Grove State Bank Table Grove IL 05/2006 10/2024
John Graham And Associates East Peoria IL 10/2024 Present
  • 05/2006 → Present
    Midwestern Securities Trading Co.
    East Peoria, IL
  • 05/2006 → 10/2024
    Table Grove State Bank
    Table Grove, IL
  • 10/2024 → Present
    John Graham And Associates
    East Peoria, IL
Other Businesses

1. ASTORIA LIONS CLUB/PO BOX 525 ASTORIA, IL/ACTIVITY ONSET 07/2014/MEMBER AND PRESIDENT-JUNE 2020/4 HOURS PER MONTH OUTSIDE OF MARKET/NOT SECURITIES RELATED/VOLUNTEER ACTIVITY 2. GRAHAM HEALTH SYSTEMS BOARD OF TRUSTEES/CANTON, IL/CO-CHAIR FINANCE COMMITTEE/STARTED 01/2018/NON-INVESTMENT RELATED/4-6 HOURS MONTHLY OUTSIDE OF MARKET HOURS ONLY/0 HOURS DURING MARKET HOURS/START DATE 01/2018/VOLUNTEER ACTIVITY 3. MSTC Investment Committee, 300 E. Washington St. Ste. 3 East Peoria, IL 61611, Investment Committee Member, Started 04/2019, Investment Related, 8-10 hours/month both during and outside market hours. 4. South Fulton Rebels Football, 1502 E US Highway 136 Table Grove, IL 61482, Head Football Coach, Started 02/2020, Non-Investment Related, 0 Hours/Month during Market Hours, 60 Hours/Month During Season Outside of Market Hours. 5. South Fulton Water District, 8283 E Morningstar Hwy Astoria, IL 61501, Board Member, Started 01/2022, Non-Investment Related, 0 Hours/Month during Market Hours, 1-2 Hours/Month Outside of Market Hours. 6. Grace Bible Church 701 E Broadway St Astoria, IL 61501, Financial Secretary, Started 01/2020, Non-Investment Related, 0 Hours/Month during Market Hours, 2 Hours/Month Outside of Market Hours. 7. Self Employed Farming, 3940 N Miller Rd, Astoria, IL 61501, Owner/Producer, Started 04/2020, Non-Investment Related, 0 Hours/Month during Market Hours, 10 Hours/Month Outside of Market Hours. 8. John Graham and Associates, 235 Everett St, East Peoria, IL 61611, Financial Consultant, Started 10/2024, Investment Related. 70 hours/month during market hours, 15 hoursmonth outside of market hours. 9. MGP FC LLC, 300 E Washington St, East Peoria, IL 61611, Owner, Started 03/2025, Non-Investment Related, 0 Hours/Month during Market Hours, 4 Hours/Month Outside of Market Hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-01
S63 Uniform Securities Agent State Law Examination 2002-03-08
  • S65 Uniform Investment Adviser Law Examination
    2006-06-01
  • S63 Uniform Securities Agent State Law Examination
    2002-03-08
Designations
  • Certified Financial Planner
Other Names
  • Joshua Andrew Miller

View on SEC IAPD

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