Steven Leroy Judd

Current Employers

Employment History

• 10/1994 → Present
  Finney, Neill & Co
  Seattle, WA
• 11/2012 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 06/2014 → Present
  5426 - 40Th Ave W
  Seattle, WA
• 09/2019 → Present
  Training Connections, Llc
  Seattle, WA
• 01/1994 → Present
  Finney, Neill & Company Ps
  Seattle, WA
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Seattle, WA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Seattle, WA
  Rockville, MD
• 2012-11-30 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Seattle, WA
• 2009-12-23 → 2012-11-30
  Woodbury Financial Services, Inc.
  Seattle, WA
  Renton, WA
  Seattle, WA
• 2002-12-12 → 2009-12-24
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  Mukilteo, WA
  Seattle, WA
• 2009-03-25 → 2009-04-02
  Invest Financial Corporation
  Lynnwood, WA
  Seattle, WA
• 2002-09-10 → 2002-12-14
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ

Other Businesses

1. 05/2025- TrainingConnections LLC- Business Owner- INV Related- At Reported Business Location(s)- Start date 09/13/2019- 40 Hours Per Month- 10 Hours During Trading 2. 05/2025- Finney Neill & Company PS- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 10/03/1994- 160 Hours Per Month- 120 Hours During Trading 3.05/2025- Real Estate Rental- INV Related- At SEATTLE, WA- Start date 06/01/2006 4. 05/2025- Real Estate Rental- Residential Rental - co owner- INV Related- At SEATTLE, WA- Start date 06/17/2016

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-17
• S63 Uniform Securities Agent State Law Examination
  2002-04-15